Retirement Financial Group, Llc
- Regulatory AUM
- $186M
- Discretionary
- $186M
- Clients
- 440
- Avg AUM / client
- $423K
- Accounts
- 1,004
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jun 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 366 | $84.6M | 45.5% |
| High net worth individuals | 74 | $101M | 54.5% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Clark Calvin Shofner | Managing Member | Jul 2022 (4y) | 50% – 75% | |
| Erik Otha Morgan | Managing Member | Jul 2022 (4y) | 50% – 75% | |
| Katelynn Makenzie Reese | Cco | Jul 2022 (4y) | Less than 5% | |
| Hunter Allen Bergeron | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Fidelity Distributors Company Llc $186M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 16, 2026.
View current Form ADV (SEC/IAPD) ↗