Legacy Investment Solutions, Llc
- Regulatory AUM
- $284M
- Discretionary
- $277M
- Clients
- 6
- Avg AUM / client
- $47.3M
- Accounts
- 3,723
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Apr 01, 2026
Investments (13F portfolio — 741 positions, $192,145,804)
13F period Jun 30, 2025| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Biosig Technologies Inc | COM | $48,828,154 | 6,838,677 | 25.4% | 17.2% |
| 2 | Neovolta Inc | COM | $15,071,269 | 4,567,051 | 7.84% | 5.31% |
| 3 | Proshares Tr | BITCOIN ETF | $10,985,422 | 510,712 | 5.72% | 3.87% |
| 4 | Spdr Series Trust | BLOOMBERG 1-3 MO | $7,691,464 | 83,849 | 4.0% | 2.71% |
| 5 | First Tr Exchng Traded Fd Vi | SMITH UNCONSTRAI | $6,890,898 | 276,854 | 3.59% | 2.43% |
| 6 | Volatility Shs Tr | 2X ETHER ETF NEW | $5,708,847 | 100,863 | 2.97% | 2.01% |
| 7 | Ishares Tr | ULTRA SHORT DUR | $5,014,605 | 98,888 | 2.61% | 1.77% |
| 8 | Simplify Exchange Traded Fun | ENHANCED INM ETF | $4,404,094 | 181,762 | 2.29% | 1.55% |
| 9 | Eagle Point Credit Company I | COM | $3,892,116 | 508,109 | 2.03% | 1.37% |
| 10 | Uscf Etf Tr | GOLD STRATEGY | $3,803,076 | 109,347 | 1.98% | 1.34% |
| 11 | Fs Kkr Cap Corp | COM | $3,494,443 | 168,407 | 1.82% | 1.23% |
| 12 | Spdr S&P 500 Etf Tr | PUT | $3,143,163 | 5,087 | 1.64% | 1.11% |
| 13 | Simplify Exchange Traded Fun | VOLATILITY PREM | $3,001,120 | 163,193 | 1.56% | 1.06% |
| 14 | First Tr Exchng Traded Fd Vi | FT VEST LADDERED | $2,829,437 | 106,530 | 1.47% | 1.0% |
| 15 | Microstrategy Inc | CL A NEW | $2,753,211 | 6,811 | 1.43% | 0.97% |
| 16 | First Tr Exchng Traded Fd Vi | FT VEST LADDERED | $2,371,377 | 71,427 | 1.23% | 0.84% |
| 17 | Goldman Sachs Etf Tr | ACCES TREASURY | $2,289,634 | 22,862 | 1.19% | 0.81% |
| 18 | J P Morgan Exchange Traded F | ACTIVE BOND ETF | $2,221,949 | 41,462 | 1.16% | 0.78% |
| 19 | J P Morgan Exchange Traded F | CORE PLUS BD ETF | $2,211,303 | 46,989 | 1.15% | 0.78% |
| 20 | First Tr Exchng Traded Fd Vi | FT VEST LADDERED | $2,172,831 | 68,328 | 1.13% | 0.77% |
| 21 | Proshares Tr | PSHS ULTRA QQQ | $1,910,198 | 16,228 | 0.99% | 0.67% |
| 22 | First Tr Exchng Traded Fd Vi | VEST BUFFERED | $1,885,500 | 80,030 | 0.98% | 0.66% |
| 23 | Duolingo Inc | CL A COM | $1,845,090 | 4,500 | 0.96% | 0.65% |
| 24 | Proshares Tr | PSHS ULT S&P 500 | $1,694,465 | 17,340 | 0.88% | 0.6% |
| 25 | First Tr Exchange Traded Fd | SENIOR LN FD | $1,646,085 | 35,870 | 0.86% | 0.58% |
Top 25 of 741 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $6.5M | 2.31% |
| Other investment advisers | 4 | $277M | 97.7% |
| Corporations and other businesses | 1 | $0 | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Sheet Metal 7 Zone 3 Pension Fund Sheet Metal 7 Zone 3 Pension Fund | 2024 | |
| Pipe Fitters Local Union No. 120 Pension Plan Pipe Fitters Local Union 120 Pens. Fund | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andy Albert Rad | Chief Investment Officer | Sep 2022 (4y) | ≈ 37.5% – 75% via Legacy Investment Solutions Holdings, Llc | |
| Peter Carmine Covino | Owner | Sep 2022 (4y) | ≈ 37.5% – 75% via Legacy Investment Solutions Holdings, Llc | |
| West, Jefferson, Hunt | Chief Compliance Officer | Dec 2023 (3y) | Less than 5% | |
| Caleb Andrew Howard | Registered representative | Jan 2024 (3y) | ||
| Dustin Lloyd | Registered representative | Jan 2024 (3y) | ||
| Antonio Rosales Smith | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Pond | Registered representative | Nov 2024 (2y) | ||
| Patrick Anthony Le Blanc | Registered representative | Feb 2025 (1y) | ||
| Lucas Christian Meyer | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Legacy Investment Solutions Holdings, Llc | Owner | Aug 2023 | A | 75% or more |
| Lpm Insurance & Agency, Llc | Owner | Sep 2022 | A | Less than 5% |
| Legacy Wealth Advisors, Llc | Owner | Sep 2022 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Andy Albert Rad: 50% – 75% of Legacy Investment Solutions Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Peter Carmine Covino: 50% – 75% of Legacy Investment Solutions Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Sheet Metal 7 Zone 3 Pension Fund | Sheet Metal 7 Zone 3 Pension Fund | 227 | $65.6M | 05/01/2024 |
| Pipe Fitters Local Union No. 120 Pension Plan | Pipe Fitters Local Union 120 Pens. Fund | 788 | $222M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Other fees
- • CONTRACTUAL PAYMENT FOR ADVISOR EDUCATION/CONSULTING SERVICES
Services
- • Portfolio management for investment companies
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $171M (60% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗