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Investment Adviser · Small ($100M–$1B)
CRD 322725
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ADV data as of Mar 04, 2025
- Regulatory AUM
- $561M
- Discretionary
- $561M
- Clients
- 31
- Avg AUM / client
- $18.1M
- Accounts
- 98
- Employees
- 2
AUM over time
$561M
$678M
Nov 2, 2022
Mar 4, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 04, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 18 | $4.1M | 0.73% |
| High net worth individuals | 7 | $22.8M | 4.07% |
| Other investment advisers | 1 | $529M | 94.2% |
| Corporations and other businesses | 5 | $5.5M | 0.98% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pershing $478M (85% of AUM) Mar 2025
- U.S. Bancorp 2006 6 $75.5M (11% of AUM) Oct 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2025.