Opal Capital Llc
- Regulatory AUM
- $348M
- Discretionary
- $348M
- Clients
- 6
- Avg AUM / client
- $58.1M
- Accounts
- 6
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jul 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 2 | $2.1M | 0.6% |
| Investment companies | 4 | $346M | 99.4% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Austin Merle Graff | Founder/Cio | CFA | Jul 2022 (4y) | ≈ 56.25% – 100% via Graff Capital |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Byron Lucien Fields | Managing Partner | Aug 2022 (4y) | ≈ 5% – 18.75% via Titleist Asset Management, Llc | |
| Joe Ben O'banion | Managing Partner | Aug 2022 (4y) | ≈ 2.5% – 12.5% via Titleist Asset Management, Llc | |
| Alan Graff | Registered representative | Mar 2023 (3y) | ||
| Manav Jayprakash Shah | Registered representative | CFA | Nov 2024 (2y) | |
| Lauren M Harmon | Registered representative | CFA | Mar 2026 (0y) | |
| Yang Liu | Registered representative | CFA | May 2026 (0y) | |
| Wayne Anthony Wicker | Registered representative | CFA | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Graff Capital | Member | Jul 2022 | A | 75% or more |
| Titleist Asset Management, Llc | Member | Mar 2023 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Austin Merle Graff: 75% – 100% of Graff Capital × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Byron Lucien Fields: 50% – 75% of Titleist Asset Management, Llc × 10% – 25% direct ≈ 5% – 18.75% of the firm
- Joe Ben O'banion: 25% – 50% of Titleist Asset Management, Llc × 10% – 25% direct ≈ 2.5% – 12.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 953 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $2.1M (1% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 17, 2026.
View current Form ADV (SEC/IAPD) ↗