Syon Capital Llc
- Regulatory AUM
- $4.4B
- Discretionary
- $2.3B
- Clients
- 72
- Avg AUM / client
- $60.8M
- Accounts
- 1,089
- Employees
- 17
AUM over time
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Investments (13F portfolio — 906 positions, $1,988,394,289)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Ishares California Muni Bond Etf | ETF | $76,881,984 | 1,352,128 | 3.87% | 1.76% |
| 2 | Alphabet Inc Cap Stk Cl A | Stock | $70,829,175 | 246,311 | 3.56% | 1.62% |
| 3 | Apple Inc Com | Stock | $56,961,592 | 224,444 | 2.86% | 1.3% |
| 4 | Nvidia Corporation Com | Stock | $56,602,106 | 324,553 | 2.85% | 1.29% |
| 5 | Meta Platforms Inc Cl A | Stock | $48,222,400 | 84,286 | 2.43% | 1.1% |
| 6 | Ishares Core Msci Emerging Markets Etf | ETF | $46,371,135 | 664,819 | 2.33% | 1.06% |
| 7 | Microsoft Corp Com | Stock | $42,153,795 | 113,877 | 2.12% | 0.96% |
| 8 | Ishares Core U.S. Aggregate Bond Etf | ETF | $39,145,042 | 394,329 | 1.97% | 0.89% |
| 9 | Doordash Inc Cl A | Stock | $38,410,622 | 255,815 | 1.93% | 0.88% |
| 10 | Alphabet Inc Cap Stk Cl C | Stock | $37,043,632 | 129,135 | 1.86% | 0.85% |
| 11 | Ishares Core S&P 500 Etf | ETF | $32,966,441 | 50,468 | 1.66% | 0.75% |
| 12 | State Street Spdr Portfolio Aggregate Bond Etf | ETF | $31,361,426 | 1,224,099 | 1.58% | 0.72% |
| 13 | Ishares 5 10 Year Investment Grade Corporate Bond Etf | ETF | $30,053,619 | 564,705 | 1.51% | 0.69% |
| 14 | Invesco California Amt Free Municipal Bond Etf | ETF | $28,764,662 | 1,205,055 | 1.45% | 0.66% |
| 15 | Invesco Emerging Markets Sovereign Debt Etf | ETF | $28,050,678 | 1,342,138 | 1.41% | 0.64% |
| 16 | Ishares Cmbs Etf | ETF | $25,712,676 | 527,656 | 1.29% | 0.59% |
| 17 | Amazon Com Inc Com | Stock | $24,694,961 | 118,572 | 1.24% | 0.56% |
| 18 | Ishares Core International Aggregate Bond Etf | ETF | $24,526,494 | 490,138 | 1.23% | 0.56% |
| 19 | Ishares Msci China Etf | ETF | $24,216,422 | 431,051 | 1.22% | 0.55% |
| 20 | Ishares 0 5 Year Tips Bond Etf | ETF | $23,371,457 | 225,964 | 1.18% | 0.53% |
| 21 | Ishares Gold Trust | ETF | $22,914,635 | 259,921 | 1.15% | 0.52% |
| 22 | Vanguard Mortgage Backed Securities Etf | ETF | $22,877,862 | 487,281 | 1.15% | 0.52% |
| 23 | Broadcom Inc Com | Stock | $22,733,660 | 73,450 | 1.14% | 0.52% |
| 24 | Block Inc Cl A | Stock | $21,535,232 | 357,847 | 1.08% | 0.49% |
| 25 | Roblox Corp Cl A | Stock | $20,799,657 | 367,745 | 1.05% | 0.47% |
Top 25 of 906 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 64 | $4.3B | 97.8% |
| Pooled investment vehicles (non-investment companies) | 6 | $51.6M | 1.18% |
| Charitable organizations | 2 | $43.0M | 0.98% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $3.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Syon Nba Access I, Llc | Other Private Fund | Delaware | $3.6M | 24 |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ashu Chopra | Managing Member | Jun 2008 (18y) | Less than 5% | |
| Chopra, Shaili | Trustee | Jun 2008 (18y) | GP / trustee / elected manager of Chopra Living Trust (indirect) | |
| Higgins, Roseann | Chief Compliance Officer | Nov 2023 (3y) | Less than 5% | |
| Megan S Mulloy | Vice President Of Operations | CFP | Jul 2024 (2y) | Less than 5% |
| Sien Chen | Registered representative | Sep 2022 (4y) | ||
| Bernardino Ortiz | Registered representative | Oct 2022 (4y) | ||
| Michelle Benicta | Registered representative | Oct 2022 (4y) | ||
| Eden Y Fong | Registered representative | Oct 2023 (3y) | ||
| Peter Wade Lowden | Registered representative | CFA | Apr 2024 (2y) | |
| Ashish Jitendra Shah | Registered representative | Apr 2024 (2y) | ||
| Salvatore Peritore | Registered representative | Jun 2024 (2y) | ||
| Christine Jane Han | Registered representative | CFA | Aug 2025 (1y) | |
| Andrew Richard Rumbelow | Registered representative | Jun 2026 (0y) | ||
| Tajmal Hussain | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Syon Llc | Owner | Sep 2022 | A | 75% or more |
| Chopra Living Trust | Owner | Sep 2022 | B | 50% – 75% of Cdot Llc (indirect) |
| Chopra Dynasty Trust | Owner | Sep 2022 | B | 25% – 50% of Cdot Llc (indirect) |
| Cdot Llc | Owner | Sep 2022 | B | GP / trustee / elected manager of Syon Llc (indirect) |
| Peak Trust Company | Trustee | Sep 2022 | B | GP / trustee / elected manager of Chopra Dynasty Trust (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Syon Nba Access I, Llc | Other Private Fund | $3.6M | $100K | 24 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 2.39 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $4.1B (94% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗