Apex Investments Management Us, Llc
- Regulatory AUM
- $392M
- Discretionary
- $0
- Clients
- 1
- Avg AUM / client
- $392M
- Accounts
- 1
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $392M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $134M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Apex Capital Core Fund I, Lp | Private Equity Fund | Canada | $134M | 21 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mata, Jose, Guillermo | Managing Director | May 2022 (4y) | Less than 5% | |
| Palma, Pedro, A | Managing Partner | May 2022 (4y) | Less than 5% | |
| Ramos, Francisco, Javier | Chief Compliance Officer | May 2022 (4y) | Less than 5% | |
| Chavez, Andres | Vice President | Oct 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Apex Investments Management, S.A. | Managing Member | May 2022 | A | 75% or more |
| Apex Capital Assets, S.A. | Shareholder | Oct 2020 | B | ≈ 56.25% – 100% via Apex Investments Management, S.A. |
| Emsa Holdings Corp | Shareholder | Oct 2020 | B | ≈ 42.19% – 100% via Apex Capital Assets, S.A. |
| Grupo Empresarial Mariposa Corp. | Shareholder | Dec 1994 | B | ≈ 31.64% – 100% via Emsa Holdings Corp |
| Windsor Business Ltd. | Shareholder | Feb 1997 | B | ≈ 23.73% – 100% via Grupo Empresarial Mariposa Corp. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Apex Capital Assets, S.A.: 75% – 100% of Apex Investments Management, S.A. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Emsa Holdings Corp: 75% – 100% of Apex Capital Assets, S.A. × 75% – 100% of Apex Investments Management, S.A. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Grupo Empresarial Mariposa Corp.: 75% – 100% of Emsa Holdings Corp × 75% – 100% of Apex Capital Assets, S.A. × 75% – 100% of Apex Investments Management, S.A. × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Windsor Business Ltd.: 75% – 100% of Grupo Empresarial Mariposa Corp. × 75% – 100% of Emsa Holdings Corp × 75% – 100% of Apex Capital Assets, S.A. × 75% – 100% of Apex Investments Management, S.A. × 75% – 100% direct ≈ 23.73% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $134M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Apex Capital Core Fund I, Lp | Private Equity Fund | $134M | $5.0M | 21 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/27/2026 | 1.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.
View current Form ADV (SEC/IAPD) ↗