Sg Trading Solutions, Llc
- Regulatory AUM
- $912M
- Discretionary
- $912M
- Clients
- 6
- Avg AUM / client
- $152M
- Accounts
- 6
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of May 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 6 | $912M | 100.0% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Lee Harden | President | Oct 2010 (16y) | ≈ 37.5% – 75% via Harden Capital, Llc | |
| Harden, Jennifer | Owner | Oct 2010 (16y) | ≈ 37.5% – 75% via Harden Capital, Llc | |
| Werner, Elisha, Rochelle | Chief Compliance Officer | Nov 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Harden Capital, Llc | Owner | Apr 2020 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David Lee Harden: 50% – 75% of Harden Capital, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Harden, Jennifer: 50% – 75% of Harden Capital, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/15/2026 | 931 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 15, 2026.
View current Form ADV (SEC/IAPD) ↗