AUMdb

Apex Investments Management, S.A.

SEC-registered Private Fund Manager · Small ($100M–$1B) CRD 323044 · SEC file 801-126942 · Guatemala City · apexcapitalpe.com
☆ Save with Pro ADV data as of Apr 27, 2026
Regulatory AUM
$392M
Discretionary
$392M
Clients
1
Avg AUM / client
$392M
Accounts
1
Employees
8

AUM over time

$122M $392M
Jan 12, 2023 Apr 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Apr 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 1 $392M 100.0%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Dec 2024 · $134M combined gross assets

FundTypeDomicileGross assetsOwners
Apex Capital Core Fund I, Lp Private Equity Fund Canada $134M 21

People (7)

NameRole / titleCredentialsWith firm sinceOwnership
Mata, Carlos, Enrique Investment Committee Member Mar 2022 (4y) Less than 5%
Mata, Jose, Guillermo Managing Director Mar 2022 (4y) Less than 5%
Mata, Juan, Pablo Investment Committee Member Mar 2022 (4y) Less than 5%
Palma, Pedro, A Managing Partner Mar 2022 (4y) Less than 5%
Ramos, Francisco, Javier Chief Compliance Officer Mar 2022 (4y) Less than 5%
Gaviria, Guillermo, Leon Investment Committee Member Sep 2022 (4y) Less than 5%
Chavez, Andres Vice President Oct 2022 (4y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Apex Capital Assets, S.A. Shareholder Mar 2022 A 75% or more
Emsa Holdings Corp Shareholder May 2022 B ≈ 56.25% – 100% via Apex Capital Assets, S.A.
Grupo Empresarialmariposa Corp. Shareholder May 2022 B ≈ 42.19% – 100% via Emsa Holdings Corp
Windsor Business Ltd. Shareholder May 2022 B ≈ 31.64% – 100% via Grupo Empresarialmariposa Corp.

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Emsa Holdings Corp: 75% – 100% of Apex Capital Assets, S.A. × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Grupo Empresarialmariposa Corp.: 75% – 100% of Emsa Holdings Corp × 75% – 100% of Apex Capital Assets, S.A. × 75% – 100% direct ≈ 42.19% – 100% of the firm
  • Windsor Business Ltd.: 75% – 100% of Grupo Empresarialmariposa Corp. × 75% – 100% of Emsa Holdings Corp × 75% – 100% of Apex Capital Assets, S.A. × 75% – 100% direct ≈ 31.64% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $134M gross assets)

FundTypeGross assetsMin. investmentOwners
Apex Capital Core Fund I, Lp Private Equity Fund $134M $5.0M 21

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 04/27/2026 1.34 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 27, 2026.

View current Form ADV (SEC/IAPD) ↗