Goldstein Advisors, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 323125
· SEC file 801-126612
· Madison, WI
· www.facebook.com
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ADV data as of Jul 22, 2026
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 1,070
- Avg AUM / client
- $1.0M
- Accounts
- 4,070
- Employees
- 19
AUM over time
$0
$1.1B
Aug 24, 2022
Jul 22, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 735 | $261M | 24.2% |
| High net worth individuals | 334 | $806M | 74.7% |
| Pension and profit sharing plans | 1 | $11.5M | 1.07% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| C.I. Banker Wire And Iron Works, Inc. 401(k) Plan Cib Wire & Iron Works, Llc | 2024 | |
| Edge One 401(k) Savings Plan Edge One, Llc | 2024 | |
| Alternative Continuum Of Care, Llc 401(k) Profit Sharing Plan Oak Park Nursing And Rehab Center, Llc | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew T Peters | Chief Compliance Officer, Partner & Financial Planner | Aug 2022 (4y) | Less than 5% | |
| Jon David Goldstein | Partner & Financial Planner | CFP Chartered Financial Consultant | Aug 2022 (4y) | Less than 5% |
| Adam Ryan Peters | Registered representative | CFP | Oct 2022 (4y) | |
| Kyle David Kerkenbush | Registered representative | CFP | Oct 2022 (4y) | |
| Lisa A Spadoni | Registered representative | CFP | Oct 2022 (4y) | |
| Joseph James Greene | Registered representative | Jun 2023 (3y) | ||
| Jonathan Gausewitz | Registered representative | Jan 2024 (3y) | ||
| Jack Francis Van Dyke | Registered representative | Jul 2025 (1y) | ||
| Adam Riely Hanewall | Registered representative | Sep 2025 (1y) | ||
| Bailey Edward Greene | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bluespring Wealth Partners, Llc | Owner | Dec 2022 | A | 75% or more |
| Kestra Financial, Inc. | Owner | Apr 2017 | B | ≈ 56.25% – 100% via Bluespring Wealth Partners, Llc |
| Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings | Owner | Aug 2014 | B | ≈ 42.19% – 100% via Kestra Financial, Inc. |
| Kestra Advisor Services Holdings B, Inc. | Owner | Jun 2014 | B | ≈ 31.64% – 100% via Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings |
| Kestra Advisor Services Holdings A, Inc. | Owner | Jun 2014 | B | ≈ 23.73% – 100% via Kestra Advisor Services Holdings B, Inc. |
| Kingfisher Holding B, Inc. | Owner | Jun 2014 | B | ≈ 17.8% – 100% via Kestra Advisor Services Holdings A, Inc. |
| Kingfisher Holding A, Inc. | Owner | Jun 2019 | B | ≈ 13.35% – 100% via Kingfisher Holding B, Inc. |
| Kingfisher Holding L.P | Owner | Jun 2019 | B | ≈ 10.01% – 100% via Kingfisher Holding A, Inc. |
| Warburg Pincus Financial Sector, L.P. | Limited Partner | Jun 2019 | B | ≈ 2.5% – 50% via Kingfisher Holding L.P |
| Ohcp Vi Enzo Aggregator, L.P. | Owner | Feb 2023 | B | ≈ 2.5% – 50% via Kingfisher Holding L.P |
| Oak Hill Capitla Partners Vi (Onshore), L.P. | Owner | Feb 2023 | B | ≈ 0.63% – 25% via Ohcp Vi Enzo Aggregator, L.P. |
| Oak Hill Capital Partnersvi (Te 892), L.P. | Owner | Feb 2023 | B | ≈ 0.63% – 25% via Ohcp Vi Enzo Aggregator, L.P. |
| Kingfisher Holding, G.P., Llc | General Manager | Jun 2019 | B | GP / trustee / elected manager of Kingfisher Holding L.P (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kestra Financial, Inc.: 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings: 75% – 100% of Kestra Financial, Inc. × 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Kestra Advisor Services Holdings B, Inc.: 75% – 100% of Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings × 75% – 100% of Kestra Financial, Inc. × 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Kestra Advisor Services Holdings A, Inc.: 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings × 75% – 100% of Kestra Financial, Inc. × 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Kingfisher Holding B, Inc.: 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings × 75% – 100% of Kestra Financial, Inc. × 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Kingfisher Holding A, Inc.: 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings × 75% – 100% of Kestra Financial, Inc. × 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Kingfisher Holding L.P: 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings × 75% – 100% of Kestra Financial, Inc. × 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 10.01% – 100% of the firm
- Warburg Pincus Financial Sector, L.P.: 25% – 50% of Kingfisher Holding L.P × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings × 75% – 100% of Kestra Financial, Inc. × 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 2.5% – 50% of the firm
- Ohcp Vi Enzo Aggregator, L.P.: 25% – 50% of Kingfisher Holding L.P × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings × 75% – 100% of Kestra Financial, Inc. × 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 2.5% – 50% of the firm
- Oak Hill Capitla Partners Vi (Onshore), L.P.: 25% – 50% of Ohcp Vi Enzo Aggregator, L.P. × 25% – 50% of Kingfisher Holding L.P × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings × 75% – 100% of Kestra Financial, Inc. × 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 0.63% – 25% of the firm
- Oak Hill Capital Partnersvi (Te 892), L.P.: 25% – 50% of Ohcp Vi Enzo Aggregator, L.P. × 25% – 50% of Kingfisher Holding L.P × 75% – 100% of Kingfisher Holding A, Inc. × 75% – 100% of Kingfisher Holding B, Inc. × 75% – 100% of Kestra Advisor Services Holdings A, Inc. × 75% – 100% of Kestra Advisor Services Holdings B, Inc. × 75% – 100% of Kestra Advisor Services Holdings C, Inc. D/B/A Kestra Holdings × 75% – 100% of Kestra Financial, Inc. × 75% – 100% of Bluespring Wealth Partners, Llc × 75% – 100% direct ≈ 0.63% – 25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| C.I. Banker Wire And Iron Works, Inc. 401(k) Plan | Cib Wire & Iron Works, Llc | 184 | $13.4M | 01/01/2024 |
| Edge One 401(k) Savings Plan | Edge One, Llc | 140 | $9.3M | 01/01/2024 |
| Alternative Continuum Of Care, Llc 401(k) Profit Sharing Plan | Oak Park Nursing And Rehab Center, Llc | 540 | $5.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/12/2026 | 2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗