AUMdb

Oneascent Capital Llc

SEC-registered Mutual Fund / Asset Manager · Boutique (under $100M) CRD 323220 · SEC file 801-126729 · Birmingham, AL · oneascent.com
☆ Save with Pro ADV data as of Mar 19, 2026
Regulatory AUM
$55.6M
Discretionary
$55.6M
Clients
3
Avg AUM / client
$18.5M
Accounts
3
Employees
1

AUM over time

$9.7M $55.6M
Sep 2022 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $31.5M 56.7%
Pooled investment vehicles (non-investment companies) 2 $24.1M 43.3%

Private funds (3)

Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $25.3M combined gross assets

FundTypeDomicileGross assetsOwners
Oneascent Capital Impact Fund I Lp Other Private Fund Delaware $17.8M 59
Oac Evergreen, Llc Private Equity Fund Delaware $4.0M 11
Oac Pathway Llc Private Equity Fund Delaware $3.5M 12

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Harry Noble Pearson Managing Member CFP Feb 2016 (11y) ≈ 56.25% – 100% via Oneacsent Holding Llc
Grubb, Robert, Wayne Chief Operating Officer Feb 2017 (10y) Less than 5%
Swayze, Ashleigh, Cooper Chief Compliance Officer Feb 2017 (10y) Less than 5%
Pearson, Coleman, James President Jan 2022 (5y) Less than 5%
Brian Scott Watson Registered representative CFA Mar 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Oneacsent Holding Llc Managing Member Feb 2017 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Harry Noble Pearson: 75% – 100% of Oneacsent Holding Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (3, $25.3M gross assets)

FundTypeGross assetsMin. investmentOwners
Oneascent Capital Impact Fund I Lp Other Private Fund $17.8M $500K 59
Oac Evergreen, Llc Private Equity Fund $4.0M $500K 11
Oac Pathway Llc Private Equity Fund $3.5M $100K 12

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/19/2026 1.54 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

Regulatory · Item 11.D(2) as of Sep 20, 2024

Allegations: IN 2017, OUR CHIEF COMPLIANCE OFFICER, ASHLEIGH SWAYZE, SIGNED A CONSENT ORDER WITH THE CONNECTICUT DEPARTMENT OF BANKING AND INSURANCE. THE UNDERLYING MATTER INVOLVED A CLIENT OF MS. SWAYZE'S THAT FAILED TO REGISTER AS AN INVESTMENT ADVISER REPRESENTATIVE IN CONNECTICUT. THE STATE FELT THAT MS. SWAYZE'S FIRM SHOULD HAVE FOLLOWED THIS CLIENT'S ACTIVITIES AND REQUIRED HER TO REGISTER, DESPITE NOT BEING ENGAGED TO DO SO Status: Final Sanction Detail: THE 10,000 FINE WAS PAID CONTEMPORANEOUSLY WITH SIGNING THE CONSENT ORDER. Summary: THE ACTION IS CONCLUDED.

Disclosure text reproduced verbatim from the firm's own Form ADV filings.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.

View current Form ADV (SEC/IAPD) ↗