Alianza Corp. Investment Advisor
- Regulatory AUM
- $204M
- Discretionary
- $41.5M
- Clients
- 1,207
- Avg AUM / client
- $169K
- Accounts
- 1,207
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,107 | $61.3M | 30.0% |
| High net worth individuals | 9 | $14.3M | 7.0% |
| Corporations and other businesses | 91 | $129M | 63.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Luz Stella Botero Rengifo | Registered representative | Jun 2023 (3y) | ||
| Franco Huesca Perez | Registered representative | Sep 2025 (1y) | ||
| Julian Enrique Giraldo | Registered representative | Nov 2025 (1y) | ||
| Juan Pablo Duque | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $86.9M (43% of AUM) Jun 2026
- J.P. Morgan $49.9M (24% of AUM) Jun 2026
- Cg Compass (Usa) Llc $10.7M (10% of AUM) Sep 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2026.
View current Form ADV (SEC/IAPD) ↗