Clarity Financial Advisors Llc
- Regulatory AUM
- $150M
- Discretionary
- $150M
- Clients
- 992
- Avg AUM / client
- $151K
- Accounts
- 2,210
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Jun 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 964 | $112M | 75.0% |
| High net worth individuals | 21 | $31.6M | 21.1% |
| Pension and profit sharing plans | 6 | $4.7M | 3.18% |
| Charitable organizations | 1 | $1.0M | 0.7% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Trevor K Shultz | Managing Member / Principal / Chief Compliance Officer | Sep 2022 (4y) | 50% – 75% | |
| William Anthony Root | Managing Member / Principal | Sep 2022 (4y) | 50% – 75% | |
| Douglas Steven Root | Registered representative | Nov 2022 (4y) | ||
| David Michael O'neill | Registered representative | Jan 2025 (2y) | ||
| Lucas Jay Nisly | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/26/2026 | 989 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Truist Financial Corp $137M (92% of AUM) Jun 2026
- Altruist Financial $137M (92% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2026.
View current Form ADV (SEC/IAPD) ↗