Grounded Capital, Llc
- Regulatory AUM
- $520M
- Discretionary
- $82.7M
- Clients
- 36
- Avg AUM / client
- $14.4M
- Accounts
- 36
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $82.7M | 15.9% |
| Other | 35 | $437M | 84.1% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $30.7M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Grounded Botanical Holdings, Lp master | Private Equity Fund | Delaware | $30.7M | 3 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hohenrieder, Stephen, Joseph | Ceo | Aug 2022 (4y) | ≈ 56.25% – 100% via Grounded Capital Partners, Lp | |
| Rosch, Caroline, Beth | Coo | Nov 2022 (4y) | Less than 5% | |
| Culler Chase, William, Tinsley | Cco, Principal & Co Founder | Oct 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Grounded Capital Partners, Lp | Member | Nov 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hohenrieder, Stephen, Joseph: 75% – 100% of Grounded Capital Partners, Lp × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $30.7M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Grounded Botanical Holdings, Lp | Private Equity Fund | $30.7M | $1.0M | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $515M (32% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗