Legacy Solutions, Llc
- Regulatory AUM
- $244M
- Discretionary
- $244M
- Clients
- 249
- Avg AUM / client
- $979K
- Accounts
- 729
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 170 | $62.9M | 25.8% |
| High net worth individuals | 79 | $181M | 74.1% |
| Corporations and other businesses | Fewer than 5 clients | $355K | 0.15% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Carmen Danese | President | CFP | Feb 2002 (25y) | ≈ 37.5% – 75% via Legacy Solutions, Inc. |
| Ciara Danese Price | Chief Operating Officer, Member | CFP | Sep 2022 (4y) | 5% – 10% |
| Jeffrey Ryan Hall | Member | CFP | Sep 2022 (4y) | 10% – 25% |
| Stewart, Angela, Maria | Chief Compliance Officer | Sep 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Legacy Solutions, Inc. | Managing Member | Sep 2022 | A | 75% or more |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Daniel Carmen Danese: 50% – 75% of Legacy Solutions, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/21/2026 | 934 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $226M (93% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 21, 2026.
View current Form ADV (SEC/IAPD) ↗