Moore Wealth Llc
- Regulatory AUM
- $157M
- Discretionary
- $157M
- Clients
- 204
- Avg AUM / client
- $769K
- Accounts
- 563
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Aug 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 159 | $57.2M | 36.4% |
| High net worth individuals | 45 | $93.3M | 59.5% |
| Charitable organizations | Fewer than 5 clients | $202K | 0.13% |
| Corporations and other businesses | Fewer than 5 clients | $6.2M | 3.94% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Erik Anshul Moore | Partner & Director Of Investment Strategy | Jan 2023 (4y) | 25% – 50% | |
| Sean Ajay Moore | Partner, Director Of Operations & Chief Compliance Officer | CFP | Jan 2023 (4y) | 25% – 50% |
| Shabri Gandhi Moore | Managing Partner | CFP | Jan 2023 (4y) | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/07/2026 | 893 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- National Financial Services (Fidelity) $156M (99% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 03, 2026.
View current Form ADV (SEC/IAPD) ↗