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Private Fund Manager · Small ($100M–$1B)
CRD 323382
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ADV data as of Jun 26, 2025
- Regulatory AUM
- $685M
- Discretionary
- $685M
- Clients
- 9
- Avg AUM / client
- $76.1M
- Accounts
- 9
- Employees
- 14
AUM over time
$635M
$791M
Sep 2, 2022
Jun 26, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 26, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $489M | 71.3% |
| Charitable organizations | 1 | $13.5M | 1.97% |
| Other investment advisers | 1 | $117M | 17.0% |
| Insurance companies | 1 | $52.7M | 7.69% |
| Corporations and other businesses | 1 | $13.5M | 1.97% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Investment Management Corporation Of Ontario (Imco) $117M (17% of AUM) Jun 2025
- National Australia Bank Limited $109M (14% of AUM) Mar 2024
- RBC $52.7M (8% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 26, 2025.