Strategy Cap, Llc
- Regulatory AUM
- $64.8M
- Discretionary
- $64.8M
- Clients
- 68
- Avg AUM / client
- $954K
- Accounts
- 129
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 35 | $10.0M | 15.4% |
| High net worth individuals | 33 | $54.3M | 83.7% |
| Pension and profit sharing plans | Fewer than 5 clients | $124K | 0.19% |
| Corporations and other businesses | Fewer than 5 clients | $420K | 0.65% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jared Andrew Pearson | Managing Partner | May 2005 (21y) | ≈ 37.5% – 75% via Jp Financial Inc. | |
| Daniel Joseph Evans | Chief Compliance Officer | Jan 2006 (21y) | ≈ 37.5% – 75% via Dje Financial Inc. |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dje Financial Inc. | Owner | Oct 2022 | A | 50% – 75% |
| Jp Financial Inc. | Owner | Oct 2022 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Jared Andrew Pearson: 75% – 100% of Jp Financial Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Daniel Joseph Evans: 75% – 100% of Dje Financial Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $64.8M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗