AUMdb

Ofs Clo Management Ii, Llc

SEC-registered Private Fund Manager · Mid-sized ($1B–$10B) CRD 323411 · SEC file 801-126883 · Chicago, IL · OFSMANAGEMENT.COM
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$1.3B
Discretionary
$1.3B
Clients
6
Avg AUM / client
$218M
Accounts
6
Employees
47

AUM over time

$298M $1.3B
Mar 31, 2023 Mar 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Pooled investment vehicles (non-investment companies) 6 $1.3B 100.0%

Private funds (2)

Reported in Form ADV Section 7.B.(1), filing of May 2024 · $301M combined gross assets

FundTypeDomicileGross assetsOwners
Ofsi Bsl Xii Clo, Ltd. Securitized Asset Fund Cayman Islands $301M 0
Ofsi Bsl Xiii Clo, Ltd Securitized Asset Fund Cayman Islands $0 0

People (5)

NameRole / titleCredentialsWith firm sinceOwnership
Ressler, Richard, Scott Trustee Sep 2021 (5y) GP / trustee / elected manager of The Oi3 2019 Trust (indirect)
Cerny, Jeffrey, Alan Senior Managing Director Sep 2022 (4y) Less than 5%
Porter, Mukya, Sue Denise Chief Compliance Officer Sep 2022 (4y) Less than 5%
Rashid, Bilal, (Nmn) President & Senior Managing Director Sep 2022 (4y) Less than 5%
Reichert, Tod, Kevin Managing Director, General Counsel, Chief Administrative Officer & Secretary Sep 2022 (4y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Ofs Funding I, Llc Managing Member Sep 2022 A 75% or more
Orchard First Source Asset Management, Llc Member/Manager Dec 2009 B ≈ 56.25% – 100% via Ofs Funding I, Llc
Orchard Investments, Llc Owner Dec 2022 B ≈ 15.82% – 75% via Orchard Investments Ii, Llc
The Oi3 2019 Trust Owner Jun 2023 B ≈ 8.9% – 75% via Oi3, Llc
Orchard First Source Asset Management Holdings, Llc Member/Manager Dec 2022 B ≈ 42.19% – 100% via Orchard First Source Asset Management, Llc
Oi3, Llc Owner Jun 2023 B ≈ 11.87% – 75% via Orchard Investments, Llc
Orchard Investments Ii, Llc Member Dec 2022 B ≈ 21.09% – 75% via Orchard First Source Asset Management Holdings, Llc
Orchard First Source Capital, Inc. Manager Dec 2009 B GP / trustee / elected manager of Orchard First Source Asset Management, Llc (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Orchard First Source Asset Management, Llc: 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
  • Orchard Investments, Llc: 75% – 100% of Orchard Investments Ii, Llc × 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
  • The Oi3 2019 Trust: 75% – 100% of Oi3, Llc × 75% – 100% of Orchard Investments, Llc × 75% – 100% of Orchard Investments Ii, Llc × 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 8.9% – 75% of the firm
  • Orchard First Source Asset Management Holdings, Llc: 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
  • Oi3, Llc: 75% – 100% of Orchard Investments, Llc × 75% – 100% of Orchard Investments Ii, Llc × 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
  • Orchard Investments Ii, Llc: 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (2, $301M gross assets)

FundTypeGross assetsMin. investmentOwners
Ofsi Bsl Xii Clo, Ltd. Securitized Asset Fund $301M $100K 0
Ofsi Bsl Xiii Clo, Ltd Securitized Asset Fund $0 $100K 0

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 3.71 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗