Dodds Wealth, Llc
- Regulatory AUM
- $706M
- Discretionary
- $702M
- Clients
- 421
- Avg AUM / client
- $1.7M
- Accounts
- 1,338
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 242 | $580M | 82.2% |
| High net worth individuals | 179 | $102M | 14.4% |
| Corporations and other businesses | Fewer than 5 clients | $23.7M | 3.35% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew T Dodds | Member | CFP | Sep 2022 (4y) | ≈ 37.5% – 75% via Dodds Wealth Management Group, Llc |
| John Michael Dodds | Chief Compliance Officer | CFP | Sep 2022 (4y) | Less than 5% |
| Deanna Lee Meyer | Registered representative | Jan 2023 (4y) | ||
| Brennan Paul Pate | Registered representative | CFP | Jan 2023 (4y) | |
| Dean Edward Norsworthy | Registered representative | Jan 2023 (4y) | ||
| Brent Allan Lee | Registered representative | Feb 2025 (1y) | ||
| Natalie Ford | Registered representative | Jun 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dodds Wealth Management Group, Llc | Managing Member | Sep 2022 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Andrew T Dodds: 50% – 75% of Dodds Wealth Management Group, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- LPL Financial $706M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗