Able Financial Group, Llc
- Regulatory AUM
- $733M
- Discretionary
- $726M
- Clients
- 624
- Avg AUM / client
- $1.2M
- Accounts
- 1,694
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 329 | $105M | 14.3% |
| High net worth individuals | 284 | $602M | 82.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.1M | 0.29% |
| Charitable organizations | 6 | $12.4M | 1.69% |
| Corporations and other businesses | 5 | $11.5M | 1.57% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Centers For Habilitation 403(b) Plan The Centers For Habilitation | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Adam Michael Brooks | Chief Compliance Officer | CFP | Mar 2001 (25y) | Less than 5% |
| Brooks, Cynthia, Schepps | Co Trustee | Mar 2001 (25y) | GP / trustee / elected manager of The Brooks Family Trust Dtd 03/20/2022 (indirect) | |
| Brandon David Perlow | Registered representative | CFP | Jan 2023 (4y) | |
| Lane Laron Reynolds | Registered representative | Jan 2023 (4y) | ||
| Laurel Paige Kutler | Registered representative | Jan 2023 (4y) | ||
| Lawrence Van Quathem | Registered representative | CFP | Jan 2023 (4y) | |
| Matthew Paul Cherry | Registered representative | CFP | Jan 2023 (4y) | |
| Peter Eickelberg | Registered representative | CFP CFA | Jan 2023 (4y) | |
| Deborah Dutton Baldini | Registered representative | Apr 2024 (2y) | ||
| Jacob Alexander Cavaleri | Registered representative | Jul 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Brooks Family Trust Dtd 03/20/2022 | Member | Jan 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Centers For Habilitation 403(b) Plan | The Centers For Habilitation | 376 | $7.1M | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/19/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $733M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.
View current Form ADV (SEC/IAPD) ↗