AUMdb

M3 Sixty Capital, Llc

SEC-registered Mutual Fund / Asset Manager · Boutique (under $100M) CRD 323764 · SEC file 801-128124 · Fairway, KS · WWW.M3SIXTYCAPITAL.COM
☆ Save with Pro ADV data as of May 07, 2026
Regulatory AUM
$28.7M
Discretionary
$28.7M
Clients
4
Avg AUM / client
$7.2M
Accounts
4
Employees
6

AUM over time

$0 $28.7M
May 9, 2023 May 7, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of May 07, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 3 $182K 0.63%
Investment companies 1 $28.6M 99.4%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Linscott, Randall Ceo Nov 2014 (12y) ≈ 18.75% – 50% via M3 Sixty Enterprises, Llc
Dicenzo, Gary, William Ceo Sep 2022 (4y) Less than 5%
Yates, Richard, Butler Cco Oct 2022 (4y) Less than 5%
Andrew Joseph Arnold Registered representative Feb 2024 (3y)
John Ray Williams Registered representative Jan 2025 (2y)
Vincent Cosmo Duvigneaud Registered representative Jan 2026 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
M3 Sixty Enterprises, Llc Holding Company Jul 2010 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Linscott, Randall: 25% – 50% of M3 Sixty Enterprises, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/07/2026 848 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 07, 2026.

View current Form ADV (SEC/IAPD) ↗