Twin Peaks Wealth Advisors, Llc
- Regulatory AUM
- $585M
- Discretionary
- $585M
- Clients
- 431
- Avg AUM / client
- $1.4M
- Accounts
- 1,772
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Apr 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 228 | $117M | 20.1% |
| High net worth individuals | 194 | $451M | 77.2% |
| Pension and profit sharing plans | 4 | $3.6M | 0.61% |
| Charitable organizations | 2 | $2.5M | 0.42% |
| Corporations and other businesses | 3 | $10.0M | 1.7% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Jeffer Mangels Butler & Mitchell Llp Profit Sharing And 401(k) Plan Jeffer Mangels Butler & Mitchell Llp | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tushar Kumar | Principal | Oct 2022 (4y) | 50% – 75% | |
| Vishal Kumar | Principal | Oct 2022 (4y) | 50% – 75% | |
| Katrina Lynn Hermanson | Cco | Nov 2022 (4y) | Less than 5% | |
| Brian Dat Nguyen | Registered representative | CFP | Dec 2022 (4y) | |
| Stephen Tuan Tu Nguyen | Registered representative | Dec 2022 (4y) | ||
| Sultan Beardsley | Registered representative | Jan 2023 (4y) | ||
| Ekansh Vashishth | Registered representative | Aug 2023 (3y) | ||
| Sahil Gupta | Registered representative | Oct 2024 (2y) | ||
| Krishna Devendra Gaglani | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Jeffer Mangels Butler & Mitchell Llp Profit Sharing And 401(k) Plan | Jeffer Mangels Butler & Mitchell Llp | 180 | $151M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/14/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $267M (46% of AUM) Apr 2026
- Fidelity Distributors Company Llc $130M (22% of AUM) Apr 2026
- LPL Financial $67.3M (25% of AUM) Jan 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 14, 2026.
View current Form ADV (SEC/IAPD) ↗