Elevate Wealth Advisors, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 323825
· Newport Beach, CA
· www.elevatefinsvcs.com
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ADV data as of May 18, 2026
- Regulatory AUM
- $29.4M
- Discretionary
- $29.4M
- Clients
- 84
- Avg AUM / client
- $351K
- Accounts
- 119
- Employees
- 8
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 60 | $16.2M | 54.9% |
| High net worth individuals | 11 | $3.0M | 10.1% |
| Corporations and other businesses | 13 | $10.3M | 35.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Anthony Thornton | Registered representative | Nov 2024 (2y) | ||
| Jason Michael Rotman | Registered representative | May 2025 (1y) | ||
| Michael Rodger Thibodeaux | Registered representative | Jan 2026 (1y) | ||
| Jack William Jentz | Registered representative | May 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 1.3 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $28.6M (97% of AUM) May 2026
- Interactive Brokers $892K (3% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 18, 2026.
View current Form ADV (SEC/IAPD) ↗