Fintron Advisors, Llc
- Regulatory AUM
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- Discretionary
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- Clients
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- Avg AUM / client
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- Accounts
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- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 21, 2025
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hulsizer, Matthew, Nels | Managing Member | Nov 2009 (17y) | ≈ 15.82% – 75% via Peak6 Llc | |
| Just, Jennifer, Jane | Managing Member | Nov 2009 (17y) | ≈ 15.82% – 75% via Peak6 Llc | |
| Feldman, Richard, Mark | Finop | Mar 2021 (5y) | Less than 5% | |
| Fatse, Matthew, John | Chief Operations Officer | Apr 2023 (3y) | Less than 5% | |
| Rumpf, Wilder, Frances | President/Chief Executive Officer | Apr 2023 (3y) | Less than 5% | |
| Larry Raphael Rozas | Cco | Apr 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fintron, Inc. | Parent Company | Aug 2019 | A | 75% or more |
| Apex Fintech Solutions, Inc. | Member | Oct 2024 | B | ≈ 56.25% – 100% via Fintron, Inc. |
| Peak6 Apx Holdings Llc | Member | Feb 2022 | B | ≈ 42.19% – 100% via Apex Fintech Solutions, Inc. |
| Peak6 Llc | Member | Sep 2018 | B | ≈ 31.64% – 100% via Peak6 Apx Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hulsizer, Matthew, Nels: 50% – 75% of Peak6 Llc × 75% – 100% of Peak6 Apx Holdings Llc × 75% – 100% of Apex Fintech Solutions, Inc. × 75% – 100% of Fintron, Inc. × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Just, Jennifer, Jane: 50% – 75% of Peak6 Llc × 75% – 100% of Peak6 Apx Holdings Llc × 75% – 100% of Apex Fintech Solutions, Inc. × 75% – 100% of Fintron, Inc. × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Apex Fintech Solutions, Inc.: 75% – 100% of Fintron, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Peak6 Apx Holdings Llc: 75% – 100% of Apex Fintech Solutions, Inc. × 75% – 100% of Fintron, Inc. × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Peak6 Llc: 75% – 100% of Peak6 Apx Holdings Llc × 75% – 100% of Apex Fintech Solutions, Inc. × 75% – 100% of Fintron, Inc. × 75% – 100% direct ≈ 31.64% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/21/2025 | 975 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 21, 2025.
View current Form ADV (SEC/IAPD) ↗