Crescent Cap Nt Advisors, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 1
- Avg AUM / client
- $1.1B
- Accounts
- 1
- Employees
- 0
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Business development companies | 1 | $1.1B | 100.0% |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Attanasio, Mark, Louis | Member | May 2010 (16y) | 25% – 50% of Crescent Capital Gp Llc (indirect) | |
| Chapus, Jean Marc | Member | May 2010 (16y) | 25% – 50% of Crescent Capital Gp Llc (indirect) | |
| Barrios, Erik, George | Chief Compliance Officer | Oct 2022 (4y) | Less than 5% | |
| Hawley, George, Pusey | General Counsel | Oct 2022 (4y) | Less than 5% | |
| Barrios, Raymond, Feliciano | President | Jan 2023 (4y) | Less than 5% | |
| Bouek, Kirill | Chief Financial Officer | Jan 2023 (4y) | Less than 5% | |
| Hall, Eric, Robert | Chief Executive Officer | Jan 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Crescent Capital Group Lp | Member / Managing Member | Oct 2022 | A | 75% or more |
| Sun Life Assurance Company Of Canada U.S. Operations Holdings, Inc. | Owner | Jan 2021 | B | ≈ 28.13% – 75% via Sun Life (U.S.) Holdco 2020 Inc. |
| Sun Life 2007 1 Financing Corp. | Owner | Nov 2016 | B | ≈ 21.09% – 75% via Sun Life Assurance Company Of Canada U.S. Operations Holdings, Inc. |
| Sun Life Global Investments Inc. | Owner | Dec 2004 | B | ≈ 15.82% – 75% via Sun Life 2007 1 Financing Corp. |
| Sun Life Financial Inc. | Owner | Dec 2004 | B | ≈ 11.87% – 75% via Sun Life Global Investments Inc. |
| Sun Life (U.S.) Holdco 2020 Inc. | Member | Jan 2021 | B | ≈ 37.5% – 75% via Crescent Capital Group Lp |
| Crescent Capital Group Holdings Lp | Limited Partner | Dec 2011 | B | ≈ 18.75% – 50% via Crescent Capital Group Lp |
| Crescent Capital Gp Llc | General Partner | May 2010 | B | GP / trustee / elected manager of Crescent Capital Group Holdings Lp (indirect) |
| Crescent Capital Group Gp Llc | General Partner | Jan 2021 | B | GP / trustee / elected manager of Crescent Capital Group Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sun Life Assurance Company Of Canada U.S. Operations Holdings, Inc.: 75% – 100% of Sun Life (U.S.) Holdco 2020 Inc. × 50% – 75% of Crescent Capital Group Lp × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Sun Life 2007 1 Financing Corp.: 75% – 100% of Sun Life Assurance Company Of Canada U.S. Operations Holdings, Inc. × 75% – 100% of Sun Life (U.S.) Holdco 2020 Inc. × 50% – 75% of Crescent Capital Group Lp × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Sun Life Global Investments Inc.: 75% – 100% of Sun Life 2007 1 Financing Corp. × 75% – 100% of Sun Life Assurance Company Of Canada U.S. Operations Holdings, Inc. × 75% – 100% of Sun Life (U.S.) Holdco 2020 Inc. × 50% – 75% of Crescent Capital Group Lp × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Sun Life Financial Inc.: 75% – 100% of Sun Life Global Investments Inc. × 75% – 100% of Sun Life 2007 1 Financing Corp. × 75% – 100% of Sun Life Assurance Company Of Canada U.S. Operations Holdings, Inc. × 75% – 100% of Sun Life (U.S.) Holdco 2020 Inc. × 50% – 75% of Crescent Capital Group Lp × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Sun Life (U.S.) Holdco 2020 Inc.: 50% – 75% of Crescent Capital Group Lp × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Crescent Capital Group Holdings Lp: 25% – 50% of Crescent Capital Group Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 3.13 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE CHICAGO BOARD OF TRADE ("CBOT") ALLEGED VIOLATIONS BY SUN LIFE FINANCIAL INC. OF CBOT (LEGACY) RULE 432 AND RULE 534, RELATED TO TWO TRADES ON GLOBEX TOTALING 989 SEPTEMBER 2012 ULTRA TREASURY BOND FUTURES CONTRACTS. Status: Final Sanction Detail: A MONETARY FINE OF $50,000 USD WAS PAID TO THE CHICAGO BOARD OF TRADE ON 10/28/2014 BY SUN LIFE FINANCIAL INC. Summary: EFFECTIVE OCTOBER 27, 2014, SUN LIFE FINANCIAL INC. ("SLF"), WITHOUT ADMITTING OR DENYING RULE VIOLATIONS, AGREED TO PAY A PENALTY OF $50,000 TO SETTLE A MATTER WITH THE CHICAGO BOARD OF TRADE ("CBOT") RELATED TO ALLEGED VIOLATIONS OF CBOT (LEGACY) RULE 432 (FAILURE TO ADEQUATELY SUPERVISE ITS EMPLOYEES AND AGENTS IN THE CONDUCT OF THEIR BUSINESS RELATED TO THE EXCHANGE) AND RULE 534 (PROHIBITION ON WASH TRADES). THIS MATTER INVOLVED TWO MATCHING TRADES ON GLOBEX TOTALING 989 SEPTEMBER 2012 ULTRA TREASURY BOND FUTURES CONTRACTS FOR INDEPENDENT BUSINESS REASONS ON BEHALF OF TWO DIFFERENT INSURANCE COMPANY SUBSIDIARIES OF SLF, FOR WHICH SLF, AS THE THEN ULTIMATE PARENT COMPANY OF BOTH, WAS DEEMED TO MAINTAIN BENEFICIAL OWNERSHIP OF THE CONTRACTS ON BOTH SIDES OF THE TRADE. IN MITIGATION, FOLLOWING THIS OCCURRENCE, THE SLF SUBSIDIARIES IMPLEMENTED TRAINING PROGRAMS REGARDING THE RULES OF SUCH EXCHANGE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗