Centerpoint Advisory Group, Llc
- Regulatory AUM
- $276M
- Discretionary
- $276M
- Clients
- 276
- Avg AUM / client
- $1.0M
- Accounts
- 613
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 177 | $50.1M | 18.1% |
| High net worth individuals | 97 | $212M | 76.8% |
| Pension and profit sharing plans | 2 | $13.9M | 5.03% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alan Mark Rickert | Managing Partner And Chief Compliance Officer | CFP | Nov 2022 (4y) | 50% – 75% |
| William Keith Padek | Partner/Advisor | Nov 2022 (4y) | Less than 5% | |
| Parker Joseph Madl | Partner/Advisor | Jan 2023 (4y) | 25% – 50% | |
| James Thomas Flanagan | Partner/ Director Of Planning | CFP | Feb 2023 (3y) | Less than 5% |
| Parker Moeder | Registered representative | CFP Personal Financial Specialist | Jan 2024 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/03/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $257M (93% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 03, 2026.
View current Form ADV (SEC/IAPD) ↗