Uptick Partners, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 1,139
- Avg AUM / client
- $933K
- Accounts
- 3,886
- Employees
- 25
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 15, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 760 | $276M | 26.0% |
| High net worth individuals | 375 | $784M | 73.8% |
| Charitable organizations | 3 | $661K | 0.06% |
| Corporations and other businesses | 1 | $1.7M | 0.16% |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jason Michael Barber | Managing Member, Chief Executive Officer, Chief Compliance Officer And Founder | CFP | Mar 2023 (3y) | Less than 5% |
| Steven Wayne Barber | Managing Member, Chairman And Founder | CFP | Mar 2023 (3y) | Less than 5% |
| Taylor Pankratz | Managing Member, Chief Operating Officer And Founder | CFP | Mar 2023 (3y) | Less than 5% |
| Debra Lynn Floyd | Registered representative | Jul 2023 (3y) | ||
| Jonathan Dvorak | Registered representative | CFP | Jul 2024 (2y) | |
| John David Sidery | Registered representative | CFP | Feb 2025 (1y) | |
| Matthew Edwin Fitzgerald | Registered representative | CFP | Apr 2025 (1y) | |
| Jared Davis | Registered representative | Jun 2025 (1y) | ||
| James Howell Henry | Registered representative | CFP | Oct 2025 (1y) | |
| Kyle Edwin Hogan | Registered representative | CFP | Nov 2025 (1y) | |
| Mitchell Lane Smith | Registered representative | CFP | Nov 2025 (1y) | |
| Emily Brynn Moore | Registered representative | Jan 2026 (1y) | ||
| Paul Meredith | Registered representative | Mar 2026 (0y) | ||
| Zulma Petty | Registered representative | CFP | Mar 2026 (0y) | |
| Alex S Nikulin | Registered representative | CFP | May 2026 (0y) | |
| Connor Visser | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Barber Family Ventures, Inc | Owner | Jul 2023 | A | 50% – 75% |
| Eaglestorm, Inc | Owner | Jul 2023 | A | 25% – 50% |
| Pankratz Partners, Inc | Owner | Jul 2023 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/15/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Pershing $473M (44% of AUM) Jul 2026
- Charles Schwab & Co. $396M (37% of AUM) Jul 2026
- Raymond James $128M (12% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 15, 2026.
View current Form ADV (SEC/IAPD) ↗