Broadway Advisor Group
- Regulatory AUM
- $215M
- Discretionary
- $204M
- Clients
- 321
- Avg AUM / client
- $670K
- Accounts
- 321
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 244 | $65.6M | 30.5% |
| High net worth individuals | 71 | $137M | 63.9% |
| Pension and profit sharing plans | 5 | $11.2M | 5.2% |
| Corporations and other businesses | 1 | $937K | 0.44% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jason Michael Sgroi | Managing Partner And Chief Compliance Officer | Oct 2022 (4y) | 50% – 75% | |
| Sgroi, Michael, Anthony | Managing Partner | Oct 2022 (4y) | 50% – 75% | |
| John Francis Mendrysa | Registered representative | Feb 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Interactive Brokers $107M (50% of AUM) Mar 2026
- Fidelity Brokerage Services $86.1M (40% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗