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Investment Adviser · Boutique (under $100M)
CRD 324487
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ADV data as of Mar 25, 2025
- Regulatory AUM
- $65.4M
- Discretionary
- $65.4M
- Clients
- 122
- Avg AUM / client
- $536K
- Accounts
- 123
- Employees
- 3
AUM over time
$43.6M
$80.0M
Feb 27, 2023
Mar 25, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 8 | $2.5M | 3.76% |
| Charitable organizations | Fewer than 5 | $1.6M | 2.38% |
| Corporations and other businesses | 114 | $61.4M | 93.9% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
- • Other fees
- • WRAP FEE PROGRAM
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $65.4M (100% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2025.