Asset Planning And Protection Llc
- Regulatory AUM
- $12.9M
- Discretionary
- $12.9M
- Clients
- 76
- Avg AUM / client
- $170K
- Accounts
- 97
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 76 | $6.3M | 48.8% |
| High net worth individuals | Fewer than 5 clients | $4.6M | 35.7% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.0M | 15.5% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Mnf Group 401 K Plan Morinaga Nutritional Foods, Inc. | 2024 | |
| Kintetsu Retirement Plan The Kintetsu Retirement Plan Board | 2024 | |
| Kura Sushi Usa, Inc. 401(k) Plan Kura Sushi Usa, Inc. | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Miho Hatori | Registered representative | Jan 2025 (2y) | ||
| Noboru Muto | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (3)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Mnf Group 401 K Plan | Morinaga Nutritional Foods, Inc. | 218 | $10.9M | 01/01/2024 |
| Kintetsu Retirement Plan | The Kintetsu Retirement Plan Board | 144 | $16.7M | 01/01/2024 |
| Kura Sushi Usa, Inc. 401(k) Plan | Kura Sushi Usa, Inc. | 1,890 | $4.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.01 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $10.9M (84% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗