Rossby Financial, Llc
- Regulatory AUM
- $855M
- Discretionary
- $844M
- Clients
- 3,910
- Avg AUM / client
- $219K
- Accounts
- 3,910
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,659 | $684M | 80.0% |
| High net worth individuals | 238 | $161M | 18.9% |
| Pension and profit sharing plans | 11 | $9.2M | 1.07% |
| Corporations and other businesses | 2 | $188K | 0.02% |
People (28)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew John Evans | Ceo, President | Dec 2022 (4y) | 50% – 75% | |
| Christopher Joseph Marsico | Member | Mar 2023 (3y) | 25% – 50% | |
| Jennifer Lynn Szeklinski | Employee Ownership Class A And B Shares | Oct 2023 (3y) | Less than 5% | |
| Jason Lee Renner | Employee Ownership Class A And B Shares | Dec 2023 (3y) | Less than 5% | |
| Kelly T Renner | Employee Ownership Class A And B Shares | CFP | Dec 2023 (3y) | Less than 5% |
| Alexandra Rose Addington Stickelman | Chief Compliance Officer | Aug 2024 (2y) | Less than 5% | |
| Melissa B Reaktenwalt | Registered representative | Feb 2024 (2y) | ||
| Stephen Paul Florio | Registered representative | Apr 2024 (2y) | ||
| Scott Allen Blackley | Registered representative | May 2024 (2y) | ||
| Michael Todd Martin | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) | |
| Randolph Michael Martin | Registered representative | CFP | Jul 2024 (2y) | |
| Brandon Clark | Registered representative | Aug 2024 (2y) | ||
| Frances Ann Toler | Registered representative | Aug 2024 (2y) | ||
| Gulielma Leonard Fager | Registered representative | CFP | Aug 2024 (2y) | |
| Gary Paul Diegert | Registered representative | CFA | Dec 2024 (2y) | |
| Antonio Reyna | Registered representative | Apr 2025 (1y) | ||
| Alan Richard Joyce | Registered representative | May 2025 (1y) | ||
| Hazel Toler | Registered representative | Jun 2025 (1y) | ||
| David Drummond Osborn | Registered representative | CFP | Sep 2025 (1y) | |
| John Christopher Roy Andrews | Registered representative | Dec 2025 (1y) | ||
| Nicola S Nichol | Registered representative | CFA | Dec 2025 (1y) | |
| Jessica Claire Dillon | Registered representative | Jan 2026 (1y) | ||
| Paige Linna Carlson | Registered representative | CFA | Jan 2026 (1y) | |
| Shepard Alan Buckman | Registered representative | CFA | Jan 2026 (1y) | |
| Briana Olivia D'esposito | Registered representative | Feb 2026 (0y) | ||
| Marissa Harris | Registered representative | Apr 2026 (0y) | ||
| Bradley Aaron Banken | Registered representative | Jun 2026 (0y) | ||
| Jackson P Kubaszyk | Registered representative | CFP | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/06/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗