AUMdb

Brown Wealth Management, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 324695 · SEC file 801-127594 · Naperville, IL · www.raiwealth.com
☆ Save with Pro ADV data as of Mar 11, 2026
Regulatory AUM
$531M
Discretionary
$473M
Clients
450
Avg AUM / client
$1.2M
Accounts
1,220
Employees
12

AUM over time

$0 $531M
Mar 6, 2023 Mar 11, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 281 $87.8M 16.5%
High net worth individuals 137 $358M 67.5%
Pension and profit sharing plans 15 $57.8M 10.9%
Charitable organizations 15 $23.2M 4.37%
Corporations and other businesses 2 $4.0M 0.75%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Compass Mortgage, Inc. 401(k) Plan Compass Mortgage, Inc. 2024

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Gregory Scott Aagaard Owner/Member CFP Nov 2014 (12y) Less than 5%
Melissa Anne Imbrogno Partner & Cco CFP Nov 2014 (12y) Less than 5%
Scott Alexander Brown Managing Partner Nov 2014 (12y) 75% or more
William Scott West Owner/Member CFP Nov 2014 (12y) Less than 5%
Tyler Paul Jones Registered representative CFA Aug 2023 (3y)
Jack Dykema Registered representative CFP Apr 2026 (0y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Compass Mortgage, Inc. 401(k) Plan Compass Mortgage, Inc. 137 $16.7M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/11/2026 897 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.

View current Form ADV (SEC/IAPD) ↗