Cap Six Advisors Llc
- Regulatory AUM
- $341M
- Discretionary
- $44.8M
- Clients
- 107
- Avg AUM / client
- $3.2M
- Accounts
- 128
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $1.2M | 0.36% |
| High net worth individuals | 82 | $44.6M | 13.1% |
| Charitable organizations | 1 | $1.3M | 0.39% |
| Other investment advisers | 1 | $279M | 81.8% |
| Corporations and other businesses | 3 | $706K | 0.21% |
| Other | 13 | $14.4M | 4.22% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Catharine Coble Jorgensen | Chief Executive Officer, Chief Compliance Officer | Jan 2023 (4y) | Less than 5% | |
| Jeffrey Allyn Jorgensen | Chief Investment Officer And Portfolio Manager | Jan 2023 (4y) | Less than 5% | |
| Rachel Hollowell Gilbert | Chief Operating Officer | Jan 2023 (4y) | Less than 5% | |
| Todd Michael Reesing | Registered representative | Mar 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cap Six Llc | Direct Owner | Jan 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $17.9M (5% of AUM) Mar 2026
- Charles Schwab & Co. $10.3M (3% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗