N
N
Investment Adviser · Small ($100M–$1B)
CRD 325252
·
☆ Save with Pro
ADV data as of Feb 25, 2025
- Regulatory AUM
- $109M
- Discretionary
- $109M
- Clients
- 1
- Avg AUM / client
- $109M
- Accounts
- 1
- Employees
- 2
AUM over time
$0
$109M
May 4, 2023
Feb 25, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 25, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Corporations and other businesses | 1 | $109M | 100.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $109M (100% of AUM) Feb 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 25, 2025.