Carlin Wealth Management Group, Llc
- Regulatory AUM
- $241M
- Discretionary
- $229M
- Clients
- 189
- Avg AUM / client
- $1.3M
- Accounts
- 1,076
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 117 | $48.4M | 20.1% |
| High net worth individuals | 72 | $192M | 79.8% |
| Charitable organizations | Fewer than 5 clients | $214K | 0.09% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| A World For Children 401(k) Plan A World For Children | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas Stephen Carlin | Managing Principal | CFP Chartered Financial Consultant | Feb 2023 (4y) | ≈ 18.75% – 50% via Premier Capital Inspiration, Inc. |
| Teresa Angelina Jammal | Chief Compliance Officer | Mar 2023 (3y) | 10% – 25% | |
| Christopher Howard Baker | Registered representative | CFP | Apr 2026 (0y) | |
| Reed Cosmos Johnson | Registered representative | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Premier Capital Inspiration, Inc. | Owner | Mar 2023 | A | 25% – 50% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Nicholas Stephen Carlin: 75% – 100% of Premier Capital Inspiration, Inc. × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| A World For Children 401(k) Plan | A World For Children | 79 | $4.3M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Raymond James $208M (86% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗