Cvfg Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 1,310
- Avg AUM / client
- $881K
- Accounts
- 2,851
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,128 | $644M | 55.8% |
| High net worth individuals | 162 | $370M | 32.1% |
| Pension and profit sharing plans | 14 | $11.2M | 0.97% |
| Charitable organizations | 6 | $90.4M | 7.83% |
| Corporations and other businesses | Fewer than 5 clients | $38.1M | 3.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Summit Medical Group, Pllc 401(k) Profit Sharing Plan Summit Medical Group, Pllc | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Beau M Browning | Partner | Chartered Financial Consultant | Dec 2013 (13y) | ≈ 18.75% – 50% via Browning/Pike Financial Management Llc |
| Brent Dalton Thoman | Partner | Dec 2013 (13y) | ≈ 18.75% – 50% via Browning/Pike Financial Management Llc | |
| Jason Busald Pike | Partner | Dec 2013 (13y) | ≈ 18.75% – 50% via Browning/Pike Financial Management Llc | |
| Grant Marshall Reeves | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% | |
| Andrea Layn Lee | Registered representative | CFP | May 2023 (3y) | |
| Brett Andrew Rice | Registered representative | May 2023 (3y) | ||
| Jonathan Phillip Bednar | Registered representative | CFP | Mar 2026 (0y) | |
| Jonathan Phillip Bednar | Registered representative | Mar 2026 (0y) | ||
| Todd Gibson Birdwell | Registered representative | Mar 2026 (0y) | ||
| Timothy Stephen Fuller | Registered representative | CFP Chartered Financial Consultant | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Browning/Pike Financial Management Llc | Owner | Feb 2023 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Beau M Browning: 25% – 50% of Browning/Pike Financial Management Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Brent Dalton Thoman: 25% – 50% of Browning/Pike Financial Management Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Jason Busald Pike: 25% – 50% of Browning/Pike Financial Management Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Summit Medical Group, Pllc 401(k) Profit Sharing Plan | Summit Medical Group, Pllc | 1,829 | $348M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 973 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $1.2B (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗