AUMdb

Rothschild & Co Global Markets Solutions Limited

SEC-registered Investment Adviser CRD 325601 · SEC file 801-128281 · London · uk.linkedin.com
☆ Save with Pro ADV data as of Mar 26, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees
117

People (5)

NameRole / titleCredentialsWith firm sinceOwnership
Burston, Ben Chief Financial Officer Jun 2014 (12y) Less than 5%
Harper, Alice Chief Compliance Officer Jun 2018 (8y) Less than 5%
Stier, John Chairman Jan 2021 (6y) Less than 5%
Young, Adam Chief Executive Officer Oct 2022 (4y) Less than 5%
Middleton, Christopher, James Executive Director Nov 2023 (3y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Rothschild & Co Continuation Holdings Ag Shareholder Mar 2022 A 75% or more
Rothschild & Co Sca Shareholder Mar 2022 B ≈ 14.06% – 50% via Paris Orleans Holding Bancaire Sas
Concordia Holding Sarl Shareholder Mar 2022 B ≈ 37.5% – 75% via Rothschild & Co Continuation Holdings Ag
Paris Orleans Holding Bancaire Sas Shareholder Mar 2022 B ≈ 18.75% – 50% via Rothschild & Co Continuation Holdings Ag

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Rothschild & Co Sca: 75% – 100% of Paris Orleans Holding Bancaire Sas × 25% – 50% of Rothschild & Co Continuation Holdings Ag × 75% – 100% direct ≈ 14.06% – 50% of the firm
  • Concordia Holding Sarl: 50% – 75% of Rothschild & Co Continuation Holdings Ag × 75% – 100% direct ≈ 37.5% – 75% of the firm
  • Paris Orleans Holding Bancaire Sas: 25% – 50% of Rothschild & Co Continuation Holdings Ag × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/26/2026 1.2 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Other fees
  • NEGOTIATED FEES FOR RESEARCH-RELATED SERVICES

Services

  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.

View current Form ADV (SEC/IAPD) ↗