Halo Investment Services, Llc
- Regulatory AUM
- $60.0M
- Discretionary
- $0
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- 7
- Employees
- 24
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Other | Fewer than 5 clients | $60.0M | 100.0% |
People (27)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barsema, Jason, M | Owner | Mar 2018 (8y) | ≈ 37.5% – 75% via Halo Investing, Inc. | |
| Kulathaka, Sunny | Owner | Mar 2018 (8y) | ≈ 18.75% – 56.25% via Kulathakal Holdings | |
| Kulathakal, Elizabeth, Sunny | Owner | Mar 2018 (8y) | ≈ 18.75% – 56.25% via Kulathakal Holdings | |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% | |
| Dennis Monohan | Head Of Investment Solutions | Aug 2023 (3y) | Less than 5% | |
| Christopher Churchman Warren | Head Of Asset & Wealth Management | Mar 2024 (2y) | Less than 5% | |
| Alexander Rabinovich | Registered representative | Aug 2023 (3y) | ||
| Chloe Anne Leitzke | Registered representative | Aug 2023 (3y) | ||
| Ian James Zindel | Registered representative | Aug 2023 (3y) | ||
| Joseph Lee Moses | Registered representative | Aug 2023 (3y) | ||
| Christopher John Sullivan | Registered representative | Aug 2023 (3y) | ||
| Frank Thomas Madalone | Registered representative | Aug 2023 (3y) | ||
| Colin Michael Edward Biebel | Registered representative | Oct 2023 (3y) | ||
| Cameron S Grogan | Registered representative | Jan 2024 (3y) | ||
| Christopher Robert Virgilio | Registered representative | Feb 2024 (2y) | ||
| Sam Clinton Price | Registered representative | Feb 2024 (2y) | ||
| Gregory Thomas Donohoe | Registered representative | Jun 2024 (2y) | ||
| Gerard John Vanderzanden | Registered representative | Chartered Financial Consultant | Sep 2024 (2y) | |
| Colleen M Stockenberg | Registered representative | Jun 2025 (1y) | ||
| Jeremy Alex Popper | Registered representative | Jan 2026 (1y) | ||
| Kevin Doyle | Registered representative | Jan 2026 (1y) | ||
| Meghan Cathleen Hayes | Registered representative | Jan 2026 (1y) | ||
| Laurin Elizabeth Starck | Registered representative | CFA | Jan 2026 (1y) | |
| Benjamin Theodore Hammond | Registered representative | Feb 2026 (0y) | ||
| Scott Thomas Watson | Registered representative | Feb 2026 (0y) | ||
| Emmanuel Jacob Nager | Registered representative | Jun 2026 (0y) | ||
| Grant Woodcock | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Halo Investing, Inc. | Member | Jul 2023 | A | 75% or more |
| Kulathakal Holdings | Owner | Mar 2018 | B | ≈ 37.5% – 75% via Halo Investing, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Barsema, Jason, M: 50% – 75% of Halo Investing, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Kulathaka, Sunny: 50% – 75% of Kulathakal Holdings × 50% – 75% of Halo Investing, Inc. × 75% – 100% direct ≈ 18.75% – 56.25% of the firm
- Kulathakal, Elizabeth, Sunny: 50% – 75% of Kulathakal Holdings × 50% – 75% of Halo Investing, Inc. × 75% – 100% direct ≈ 18.75% – 56.25% of the firm
- Kulathakal Holdings: 50% – 75% of Halo Investing, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗