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Wealth Manager · Small ($100M–$1B)
CRD 325732
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ADV data as of Dec 08, 2025
- Regulatory AUM
- $973M
- Discretionary
- $801M
- Clients
- 436
- Avg AUM / client
- $2.2M
- Accounts
- 474
- Employees
- 12
AUM over time
$0
$973M
Dec 2022
Dec 2025
Annual snapshots from Form ADV filings · as of Dec 08, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 436 | $723M | 74.3% |
| Other investment advisers | Fewer than 5 | $250M | 25.7% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- UBS $290M (30% of AUM) Dec 2025
- Pershing $145M (15% of AUM) Dec 2025
- Charles Schwab & Co. $137M (14% of AUM) Dec 2025
- Wells Fargo $132M (14% of AUM) Dec 2025
- National Financial Services (Fidelity) $118M (26% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Dec 08, 2025.