AUMdb

Nerdwallet Advisory Llc

SEC-registered Investment Adviser CRD 325767 · SEC file 801-127978 · Scottsdale, AZ · nerdwalletcoach.uprise.us
☆ Save with Pro ADV data as of Aug 06, 2026
Regulatory AUM
Discretionary
Clients
Avg AUM / client
Accounts
Employees
6

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Chen, Tim, Chao Ming Ceo Mar 2010 (16y) ≈ 56.25% – 100% via Nerdwallet, Inc.
Clark, Meredith, Wood Chief Executive Officer Mar 2023 (3y) Less than 5%
Mays, Deeann, Marie Chief Compliance Officer Aug 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Nerdwallet, Inc. Owner Aug 2015 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Chen, Tim, Chao Ming: 75% – 100% of Nerdwallet, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/19/2026 828 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Other fees
  • FIXED REFERRAL FEE

Services

  • Selection of other advisers
  • Other services

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Aug 06, 2026.

View current Form ADV (SEC/IAPD) ↗