N
N
Wealth Manager · Small ($100M–$1B)
CRD 326053
·
☆ Save with Pro
ADV data as of May 14, 2025
- Regulatory AUM
- $270M
- Discretionary
- $270M
- Clients
- 799
- Avg AUM / client
- $338K
- Accounts
- 1,800
- Employees
- 10
AUM over time
$0
$270M
Apr 25, 2023
May 14, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of May 14, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 789 | $243M | 89.7% |
| High net worth individuals | 10 | $27.9M | 10.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $270M (100% of AUM) May 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 14, 2025.