AUMdb

Trinity Capital Adviser Llc

SEC-registered Investment Adviser · Small ($100M–$1B) CRD 326133 · SEC file 801-129747 · Phoenix, AZ · x.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$158M
Discretionary
$158M
Clients
2
Avg AUM / client
$78.8M
Accounts
2
Employees
106

AUM over time

$60.0M $158M
Jul 19, 2024 Mar 31, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Business development companies 1 $127M 80.4%
Pooled investment vehicles (non-investment companies) 1 $30.9M 19.6%

Private funds (1)

Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $60.0M combined gross assets

FundTypeDomicileGross assetsOwners
Ept 16 Llc Private Equity Fund Delaware $60.0M 2

People (3)

NameRole / titleCredentialsWith firm sinceOwnership
Brown, Kyle, Steven Ceo, President, And Cio Apr 2023 (3y) Less than 5%
Stanton, Sarah Chief Compliance Officer Apr 2023 (3y) Less than 5%
Testa, Michael Cfo And Treasurer Apr 2023 (3y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Trinity Capital Inc. Sole Member Mar 2023 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (1, $60.0M gross assets)

FundTypeGross assetsMin. investmentOwners
Ept 16 Llc Private Equity Fund $60.0M $0 2

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.17 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Custody

Firm reports having custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗