AUMdb

Tsmf Llc

State-registered Wealth Manager · Small ($100M–$1B) CRD 326415 · Ankeny, IA · www.linkedin.com
☆ Save with Pro ADV data as of Jan 26, 2026
Regulatory AUM
$102M
Discretionary
$99.3M
Clients
149
Avg AUM / client
$687K
Accounts
349
Employees
3

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 64 $20.1M 19.7%
High net worth individuals 85 $82.3M 80.3%

People (3)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Clay Budach Registered representative CFP Jun 2023 (3y)
Travis Frederick Allen Registered representative CFP CFA Jun 2023 (3y)
Kevin Frette Registered representative Sep 2025 (1y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/26/2026 1.03 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 26, 2026.

View current Form ADV (SEC/IAPD) ↗