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Wealth Manager · Boutique (under $100M)
CRD 326709
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ADV data as of Jul 01, 2025
- Regulatory AUM
- $66.9M
- Discretionary
- $66.9M
- Clients
- 10
- Avg AUM / client
- $6.7M
- Accounts
- 10
- Employees
- 1
AUM over time
$0
$66.9M
May 1, 2023
Jul 1, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 01, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 9 | $53.3M | 79.7% |
| Pooled investment vehicles (non-investment companies) | 1 | $13.6M | 20.3% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Raymond James $35.1M (52% of AUM) Jul 2025
- National Financial Services (Fidelity) $9.2M (14% of AUM) Jul 2025
- Charles Schwab & Co. $9.1M (14% of AUM) Jul 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2025.