Wolfe Research Advisors, Llc
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 8
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 209
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $0 | — |
| Pension and profit sharing plans | 1 | $0 | — |
| State or municipal government entities | 6 | $0 | — |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Wolfe, Edward, Mark | Ceo | Aug 2009 (17y) | ≈ 56.25% – 100% via Wolfe Holdco, Llc | |
| Pallante, Sandra, Marie | Chief Compliance Officer | Jul 2021 (5y) | Less than 5% | |
| Jordan, Francis | Chief Financial Officer/ Finop | Apr 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wolfe Holdco, Llc | Sole Owner | Aug 2009 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Wolfe, Edward, Mark: 75% – 100% of Wolfe Holdco, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Subscription fees
- • Other fees
- • COMMISSIONS TO AFFILIATED BROKER
Services
- • Portfolio management for investment companies
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗