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Wealth Manager · Boutique (under $100M) CRD 326836 ·
☆ Save with Pro ADV data as of Feb 16, 2026
Regulatory AUM
$190K
Discretionary
$190K
Clients
18
Avg AUM / client
$10.6K
Accounts
18
Employees
3

AUM over time

$0 $330K
Dec 2023 Dec 2025

Annual snapshots from Form ADV filings · as of Feb 16, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 16 $120K 63.2%
Corporations and other businesses 2 $70.0K 36.8%

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 16, 2026.