Rigden Enterprises
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 326930
· SEC file 801-132101
· Englewood, CO
· www.facebook.com
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ADV data as of Jun 08, 2026
- Regulatory AUM
- $169M
- Discretionary
- $169M
- Clients
- 334
- Avg AUM / client
- $506K
- Accounts
- 951
- Employees
- 6
AUM over time
$0
$169M
Dec 2024
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 291 | $69.1M | 40.9% |
| High net worth individuals | 38 | $91.1M | 53.9% |
| Pension and profit sharing plans | 5 | $8.7M | 5.17% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Joshua Austin Rigden | Registered representative | CFP | Mar 2025 (1y) | |
| Christian Joseph West | Registered representative | CFP | Mar 2025 (1y) | |
| Jared Scott Crawford | Registered representative | CFP | May 2025 (1y) | |
| Richard Stanley Dombrowski | Registered representative | Jun 2025 (1y) | ||
| Emily Joy Dyer Wolfe | Registered representative | CFP | Sep 2025 (1y) | |
| Neil James Connolly | Registered representative | CFP | Nov 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $118M (70% of AUM) Jun 2026
- Apex Clearing $21.5M (13% of AUM) Jun 2026
- Mtg, Llc $16.9M (10% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 08, 2026.
View current Form ADV (SEC/IAPD) ↗