Roc360 Advisors Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 8
- Avg AUM / client
- $181M
- Accounts
- 8
- Employees
- 41
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 8 | $1.4B | 100.0% |
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Abramovich, Eric, Zell | Owner | Sep 2015 (11y) | GP / trustee / elected manager of Roc Capital Holdings Llc (indirect) | |
| Raghunathan, Arvind, Nmn | Founder And Chief Executive Officer | Sep 2015 (11y) | ≈ 56.25% – 100% via Roc Capital Holdings Llc | |
| Stavinsky, Maksim, Nmn | Owner | Sep 2015 (11y) | GP / trustee / elected manager of Roc Capital Holdings Llc (indirect) | |
| Bennett, Michael, Raymond | Chief Revenue Officer | May 2023 (3y) | Less than 5% | |
| Glidewell, Gail, Nmn | Chief Legal Officer | May 2023 (3y) | Less than 5% | |
| Maccordy, Gregory, Wayne | Chief Compliance Officer | May 2023 (3y) | Less than 5% | |
| Rossetti, Nicholas, J | Portfolio Manager | May 2023 (3y) | Less than 5% | |
| Sonis, Gregory, Nmn | Chief Financial Officer | May 2023 (3y) | Less than 5% | |
| Whelan, Andrew, Michael | President | May 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Roc Capital Holdings Llc | Owner | Sep 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Raghunathan, Arvind, Nmn: 75% – 100% of Roc Capital Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/06/2026 | 1.89 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • AFFILIATE ORIGINATION AND VARIOUS SERVICE RELATED FEES.
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.
View current Form ADV (SEC/IAPD) ↗