Ggm Financial Llc
- Regulatory AUM
- $513M
- Discretionary
- $513M
- Clients
- 423
- Avg AUM / client
- $1.2M
- Accounts
- 908
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Investments (13F portfolio — 236 positions, $217,271,379)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | J Pmorgan Active Growth Etf | ETF | $50,810,139 | 601,161 | 23.4% | 9.91% |
| 2 | Innovator Laddered Fund Of S&P 500 Power Buffer Etf | ETF | $27,094,369 | 548,358 | 12.5% | 5.28% |
| 3 | Goldman Sachs Nasdaq 100 Premium Income Etf | ETF | $19,990,389 | 403,928 | 9.2% | 3.9% |
| 4 | I Shares Russell Mid Cap Etf | ETF | $13,869,668 | 142,648 | 6.38% | 2.7% |
| 5 | I Shares Expanded Tech Software Sector Etf | ETF | $10,241,677 | 127,941 | 4.71% | 2.0% |
| 6 | Hartford Municipal Opportunities Etf | ETF | $8,300,509 | 214,262 | 3.82% | 1.62% |
| 7 | Nyli Mackay Muni Intermediate Etf | ETF | $5,980,413 | 248,098 | 2.75% | 1.17% |
| 8 | Putnam Focused Large Cap Value Etf | ETF | $5,524,257 | 119,057 | 2.54% | 1.08% |
| 9 | I Shares Core Msci Eafe Etf | ETF | $5,266,500 | 58,174 | 2.42% | 1.03% |
| 10 | Jp Morgan Active Value Etf | ETF | $4,819,913 | 67,176 | 2.22% | 0.94% |
| 11 | Jp Morgan Active Bond Etf | ETF | $2,955,852 | 54,972 | 1.36% | 0.58% |
| 12 | Invesco Qqq Trust | ETF | $2,883,319 | 4,996 | 1.33% | 0.56% |
| 13 | I Shares Msci Usa Min Vol Factor Etf | ETF | $2,824,082 | 30,452 | 1.3% | 0.55% |
| 14 | Jp Morgan High Yield Municipal Etf | ETF | $2,782,862 | 55,847 | 1.28% | 0.54% |
| 15 | Pimco Intermediate Municipal Bond Active Exchange Traded Fund | ETF | $2,482,460 | 47,566 | 1.14% | 0.48% |
| 16 | I Shares Russell 1000 Growth Etf | ETF | $2,482,248 | 5,821 | 1.14% | 0.48% |
| 17 | Bank Of New York Mellon Dynamic Value Etf | ETF | $1,936,438 | 65,288 | 0.89% | 0.38% |
| 18 | Nvidia Corp | Equity | $1,880,876 | 10,785 | 0.87% | 0.37% |
| 19 | Apple Inc | Equity | $1,755,351 | 6,917 | 0.81% | 0.34% |
| 20 | Wisdom Tree U.S. Quality Dividend Growth Fund | ETF | $1,670,789 | 19,021 | 0.77% | 0.33% |
| 21 | I Shares Msci Eafe Value Etf | ETF | $1,628,464 | 21,903 | 0.75% | 0.32% |
| 22 | I Shares Core S&P Mid Cap Etf | ETF | $1,577,457 | 23,359 | 0.73% | 0.31% |
| 23 | Goldman Sachs Small Cap Equity Etf | ETF | $1,531,299 | 28,028 | 0.7% | 0.3% |
| 24 | Spdr Gold Shares | ETF | $1,277,961 | 2,970 | 0.59% | 0.25% |
| 25 | Abbvie Inc | Equity | $1,264,981 | 5,816 | 0.58% | 0.25% |
Top 25 of 236 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 260 | $128M | 24.9% |
| High net worth individuals | 151 | $355M | 69.3% |
| Pension and profit sharing plans | 2 | $1.9M | 0.37% |
| Charitable organizations | 1 | $110K | 0.02% |
| Corporations and other businesses | 9 | $27.5M | 5.37% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Aaron Brady Green | Managing Partner, Chief Compliance Officer | CFP | Aug 2023 (3y) | 75% or more |
| Matthew Timothy Collins | Partner, Financial Advisor | CFP | Aug 2023 (3y) | 10% – 25% |
| Mc Cabe, John | Partner, Financial Advisor | Aug 2023 (3y) | 10% – 25% | |
| Karen Marie Bauman | Partner, Financial Advisor | CFP CFA | Oct 2023 (3y) | 5% – 10% |
| Christopher Brewster | Registered representative | CFP | Sep 2023 (3y) | |
| Mikhail Poltyrev | Registered representative | CFP Chartered Financial Consultant | Sep 2023 (3y) | |
| Luke Scott | Registered representative | Mar 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 954 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $513M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗