M2 Financial Limited Liability Company
- Regulatory AUM
- $84.1M
- Discretionary
- $84.1M
- Clients
- 515
- Avg AUM / client
- $163K
- Accounts
- 1,000
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Sep 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 507 | $70.3M | 83.5% |
| High net worth individuals | 7 | $11.9M | 14.2% |
| Charitable organizations | 1 | $2.0M | 2.32% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Randy Lee Swartwood | Registered representative | Nov 2023 (3y) | ||
| Michele Brown Olsen | Registered representative | Dec 2023 (3y) | ||
| Manuel Rene Negron | Registered representative | Jan 2024 (3y) | ||
| Brandon Paul Wyatt | Registered representative | Jan 2025 (2y) | ||
| Kyle Christopher Adams | Registered representative | Jul 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $84.1M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 08, 2026.
View current Form ADV (SEC/IAPD) ↗